Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Isaac Mondschein is an investment advisor representative with GWN Securities Inc. Henry Mondschein has been in the securities industry for over 20 years. Henry Mondschein is registered with FINRA as a registered representative. Henry Mondschein holds FINRA Series 6, SIE and Series 63 licenses. Henry Mondschein is also registered with the state of Connecticut as an Investment Advisor Representative. Henry Mondschein has previous experience with Nationwide Securities, LLC, Park Avenue Securities LLC, MML Investors Services, LLC, Northwestern Mutual Investment Services, LLC, UVEST Financial Services Group, Inc. and Webster Investment Services, Inc. Henry Mondschein provides financial planning, market timing services and selection of other advisers for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
12/11/2020 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
CT
09/07/2017 - 07/31/2019
NATIONWIDE SECURITIES, LLC (Windsor Locks CT)
MA
01/20/2015 - 08/10/2017
PARK AVENUE SECURITIES LLC (LONGMEADOW MA)
MA
03/12/2012 - 01/14/2015
MML INVESTORS SERVICES, LLC (HOLYOKE MA)
CT
04/06/2009 - 03/05/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
CT
02/13/2007 - 09/04/2008
UVEST FINANCIAL SERVICES GROUP, INC. (WEST HARTFORD CT)
CT
02/11/2002 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (WEST HARTFORD CT)
IA
Issued 12/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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