Unclaimed
Henry Hung Do is a financial advisor registered with MML Investors Services, LLC located in San Jose, CA. Henry has been in the financial services industry since 2001 and has extensive experience with various investment products. Henry holds Series 6, 7, 63 and 65 licenses. Henry provides financial planning, educational seminars and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/25/2017 - Present
MML Investors Services, LLC (SAN JOSE CA)
CA
03/06/2003 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN JOSE CA)
CA
03/06/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SAN JOSE CA)
NY
12/20/2002 - 02/13/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
04/05/2001 - 01/02/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/05/2001 - 01/02/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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