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Henry Hubert Schwake

J.p. Morgan Securities LLC

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About Henry Hubert Schwake

Henry Hubert Schwake is a financial advisor with J.p. Morgan Securities LLC. Henry has been in the industry since 1998 and is licensed to provide financial advice in all 50 states, plus the District of Columbia, Puerto Rico, and the Virgin Islands. Henry has a broad range of experience in the industry and has worked for several firms before joining J.p. Morgan Securities LLC. Henry holds Series 7, 63, 79TO, 24, and SIE licenses. Henry specializes in providing financial advice to individuals, businesses, and high-net-worth clients.

Firm Information

Henry Schwake is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Henry Schwake’s Registration & Firm History

CA

05/03/2011 - Present

J.p. Morgan Securities LLC (LOS ANGELES CA)

CA

03/21/2001 - 05/10/2011

CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)

NY

07/17/1998 - 12/13/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

CA

04/21/1998 - 06/03/1998

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 05/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Henry Hubert Schwake.
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