Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Harrison Groves is a financial advisor at Stephens, based in MEMPHIS, TN. Henry has been working in the financial industry since 1985 and has a breadth of experience in various firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, Smith Barney Inc., and Lehman Brothers Inc. Henry is a licensed investment advisor in TN and TX and holds the Series 3, 7, 63, and 65 licenses as well as the SIE. Henry is a dedicated and experienced financial professional with a commitment to providing comprehensive financial advice and strategies to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TN
04/10/2014 - Present
Stephens (MEMPHIS TN)
TN
06/01/2009 - 09/13/2011
MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)
TN
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
GA
12/15/1994 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
07/31/1993 - 12/19/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
08/02/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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