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Henry Griffith Simonds

National Financial Services LLC

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About Henry Griffith Simonds

Henry Simonds is a financial professional with over 10 years of experience in the industry. Henry is currently registered with National Financial Services LLC and holds a Series 7, 6, 24, 9, 10 and SIE licenses. Previous roles include positions with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.. Henry is licensed in Massachusetts.

Firm Information

Henry Simonds is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Simonds’s Registration & Firm History

MA

05/04/2015 - Present

National Financial Services LLC (BOSTON MA)

MA

08/04/2015 - 11/12/2018

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

RI

11/05/2007 - 07/07/2014

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

11/15/2006 - 07/24/2007

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 02/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2019

Series 24 - General Securities Principal Examination

BC

Issued 05/10/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/16/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2007

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry Griffith Simonds.
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