Invested Better
Unclaimed

Unclaimed

Unclaimed

Henry Greenough Shillingford

Marex Capital Markets Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Henry? Claim Your Profile

About Henry Greenough Shillingford

Henry Greenough Shillingford is a financial professional registered with Marex Capital Markets Inc. Henry has been in the industry since June 4, 2006, and is currently registered with the firm in San Francisco, California. Henry has previously worked with firms such as Cowen and Company, Cowen Prime Services LLC, Lazard Capital Markets LLC, RBC Capital Markets Corporation, and Carlin Equities, LLC.

Firm Information

Henry Shillingford is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Henry Shillingford’s Registration & Firm History

CA

12/01/2023 - Present

Marex Capital Markets Inc. (SAN FRANCISCO CA)

CA

08/25/2021 - 12/12/2023

COWEN AND COMPANY (San Francisco CA)

CA

07/17/2014 - 02/10/2022

COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)

NY

03/11/2010 - 07/16/2014

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/29/2008 - 03/11/2010

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

01/02/2007 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/05/2006 - 01/02/2007

CARLIN EQUITIES, LLC (NEW YORK NY)

Not sure if Henry Greenough Shillingford is right for you?

Licenses & Designations

BC

Issued 06/29/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Henry Greenough Shillingford.
Not sure if Henry Greenough Shillingford is right for you?