Unclaimed
Henry Greenough Shillingford is a financial professional registered with Marex Capital Markets Inc. Henry has been in the industry since June 4, 2006, and is currently registered with the firm in San Francisco, California. Henry has previously worked with firms such as Cowen and Company, Cowen Prime Services LLC, Lazard Capital Markets LLC, RBC Capital Markets Corporation, and Carlin Equities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/01/2023 - Present
Marex Capital Markets Inc. (SAN FRANCISCO CA)
CA
08/25/2021 - 12/12/2023
COWEN AND COMPANY (San Francisco CA)
CA
07/17/2014 - 02/10/2022
COWEN PRIME SERVICES LLC (SAN FRANCISCO CA)
NY
03/11/2010 - 07/16/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/29/2008 - 03/11/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/05/2006 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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