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Henry Fraser Gurley

Sutter Securities Inc.

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About Henry Fraser Gurley

Henry Gurley is a financial professional with over 30 years of experience in the securities industry. Henry is currently registered with Sutter Securities Inc. and Boustead Securities, LLC. Henry has held previous registrations with SDDCO Brokerage Advisors LLC, Newport Coast Securities, Inc., East Shore Partners, Inc., Gruntal & Co. Incorporated, Whale Securities and Muriel Siebert & Co., Inc. Henry has passed several industry exams including the General Securities Representative Examination (Series 7), the General Securities Principal Examination (Series 24), and the Registered Options Principal Examination (Series 4). Henry is registered in fifteen states: Alabama, Arizona, California, Connecticut, Florida, Georgia, Maryland, Massachusetts, New York, Oklahoma, Pennsylvania, Puerto Rico, Texas, Washington, and Wyoming.

Firm Information

Henry Gurley is currently registered with Sutter Securities Inc.. Sutter Securities Inc. is a corporation that was formed on July 22, 1992. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Gurley’s Registration & Firm History

CA

02/03/2021 - Present

Sutter Securities Inc. (IRVINE CA)

CA

05/31/2016 - 07/01/2016

SDDCO BROKERAGE ADVISORS LLC (MARINA DEL REY CA)

NY

01/21/2016 - 05/18/2016

NEWPORT COAST SECURITIES, INC. (NEW YORK NY)

CA

03/09/2004 - 01/19/2012

NEWPORT COAST SECURITIES, INC. (MARINA DEL REY CA)

NY

05/09/1992 - 02/27/2004

EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)

NY

01/02/1989 - 05/14/1992

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

11/01/1988 - 12/21/1988

WHALE SECURITIES

NY

03/10/1986 - 12/21/1988

WHALE SECURITIES (NEW YORK NY)

NY

04/19/1988 - 10/17/1988

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2016

Series 24 - General Securities Principal Examination

BC

Issued 07/28/1992

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry Fraser Gurley.
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