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Henry Flynn Rasweiler

Neuberger Berman BD LLC

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About Henry Flynn Rasweiler

Henry Flynn Rasweiler is a registered representative and investment advisor representative with Neuberger Berman BD LLC. Henry has been in the securities industry since August 17, 2015. Henry holds Series 66, SIE, and Series 7 licenses. Henry has prior experience with Lord Abbett Distributor LLC.

Firm Information

Henry Rasweiler is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Henry Rasweiler’s Registration & Firm History

NY

05/02/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NJ

08/18/2015 - 05/31/2023

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 10/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Henry Flynn Rasweiler.
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