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Henry Fiumara is an Investment Advisor Representative at Equitable Advisors, LLC, where he has been working since 1999. Henry has been in the industry for 24 years and is registered to provide investment advice in California, Colorado, Delaware, Florida, Georgia, Hawaii, Iowa, Louisiana, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington. Henry is a Series 7 and Series 66 licensed representative and holds a Series 24 license as well. Henry also has experience with the Equitable Life Assurance Society of the United States, where he worked from 1999 to 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/10/2021 - Present
Equitable Advisors, LLC (CARY NC)
NY
07/23/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 07/29/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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