Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry F Bauer is a financial advisor with over 3 years of experience in the industry. Henry is registered with Charles Schwab & CO., Inc. in Clayton, MO. Prior to this role, Henry was with TD Ameritrade, Inc. in Clayton, MO for over 3 years. Henry is licensed in 35 states and has a Series 7, Series 63, and Series 66 license. Henry specializes in financial planning and portfolio management. Henry F Bauer is an Investment Advisor Representative in Missouri and has a firm ID of 5393.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
01/23/2023 - Present
Charles Schwab & CO., Inc. (Clayton MO)
MO
05/07/2020 - 12/31/2023
TD AMERITRADE, INC. (Clayton MO)
BOTH
Issued 01/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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