Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Edwin Haller is a financial advisor at Northwestern Mutual Investment Services, LLC. Henry has been in the financial services industry since 2001 and holds several licenses and registrations including Series 6, 7TO, 63 and 65. He is registered to provide investment advice in 33 states and the District of Columbia. Prior to joining Northwestern Mutual Investment Services, LLC in 2001, Henry worked for Robert W. Baird & Co. Incorporated. Henry is a member of the board of directors for The Neighborhood Academy in Pittsburgh, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
03/01/2012 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
WI
10/18/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 02/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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