Unclaimed
Henry Edward Rosenberg is a financial professional with over 15 years of experience in the financial services industry. He is currently a Registered Representative with Neuberger Berman BD LLC, a leading investment management firm. Prior to his current role, Henry worked at Neuberger Berman Management LLC and Allen & Company LLC. Henry holds Series 7, 24 and SIE licenses and is a Registered Options Principal. He is a dedicated and experienced professional who is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/16/2009 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/06/2014 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
06/26/2008 - 06/11/2009
ALLEN & COMPANY LLC (NEW YORK NY)
NY
10/13/2005 - 06/17/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 01/27/2009
Series 4 - Registered Options Principal Examination
BC
Issued 11/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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