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Henry Edward Rosenberg

Neuberger Berman BD LLC

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About Henry Edward Rosenberg

Henry Edward Rosenberg is a financial professional with over 15 years of experience in the financial services industry. He is currently a Registered Representative with Neuberger Berman BD LLC, a leading investment management firm. Prior to his current role, Henry worked at Neuberger Berman Management LLC and Allen & Company LLC. Henry holds Series 7, 24 and SIE licenses and is a Registered Options Principal. He is a dedicated and experienced professional who is committed to providing his clients with the highest quality of service.

Firm Information

Henry Rosenberg is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Henry Rosenberg’s Registration & Firm History

NY

06/16/2009 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/06/2014 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

06/26/2008 - 06/11/2009

ALLEN & COMPANY LLC (NEW YORK NY)

NY

10/13/2005 - 06/17/2008

NEUBERGER BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/27/2009

Series 4 - Registered Options Principal Examination

BC

Issued 11/24/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Henry Edward Rosenberg.
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