Unclaimed
Henry Dennis is a financial professional registered with Northwestern Mutual Investment Services, LLC. Henry has been active in the securities industry for 10 months. Henry is licensed to sell securities in 51 states. Henry is a Series 7TO, Series 63, and SIE licensed individual. Henry previously worked at VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/06/2023 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
PA
08/10/2022 - 07/27/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 08/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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