Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry De Jesus Mena is a financial professional with over 4 years of experience in the financial services industry. Henry is currently registered with Smbc Nikko Securities America, Inc. and has previously held positions at Morgan Stanley & Co. LLC, Morgan Stanley, and Samuel A Ramirez & Co., Inc. Henry holds the Series 7, Series 63, Series 66, SIE, and Series 99TO licenses. Henry is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/20/2021 - 06/09/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
12/24/2019 - 07/20/2021
MORGAN STANLEY (New York NY)
NY
03/14/2018 - 12/13/2019
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
BOTH
Issued 06/05/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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