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Henry David Smith

THE Leaders Group, Inc.

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About Henry David Smith

Henry David Smith is a financial advisor with The Leaders Group, Inc. based in Littleton, CO. Henry has been in the financial services industry since 1999. He has a broad range of experience, having worked with firms like SAYBRUS EQUITY SERVICES, LLC, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, AIG CAPITAL SERVICES, INC., PRUCO SECURITIES, LLC., HARTFORD EQUITY SALES COMPANY INC., WOODBURY FINANCIAL SERVICES, INC., MML INVESTORS SERVICES, INC. and SIGNATOR INVESTORS, INC. Henry is registered with the states of Louisiana, Mississippi, Oregon, Tennessee, and Texas.

Firm Information

Henry Smith is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Smith’s Registration & Firm History

CO

05/31/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

07/05/2023 - 05/29/2024

SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)

CT

03/15/2021 - 07/05/2023

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

05/22/2017 - 02/04/2021

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

OH

01/03/2013 - 09/30/2016

PRUCO SECURITIES, LLC. (Liberty Township OH)

CT

04/01/2010 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MS

09/01/2009 - 11/30/2012

WOODBURY FINANCIAL SERVICES, INC. (MADISON MS)

CT

07/28/2004 - 09/02/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

05/21/2001 - 04/30/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

09/13/2000 - 06/19/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

02/17/2000 - 08/29/2000

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

02/17/1998 - 02/08/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/19/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry David Smith.
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