Unclaimed
Henry Constantine Elder is a financial advisor registered with Neuberger Berman BD LLC. Henry has been in the industry since July 28, 2014. Henry's previous employment includes Goldman Sachs & Co. LLC. Henry holds licenses including Series 7, Series 63, Series 86, Series 87 and SIE. Henry is also a Chartered Financial Analyst. Henry's current registrations include the state of New Jersey and New York. Henry is registered as both a broker-dealer and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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03/28/2021 - Present
Neuberger Berman BD LLC (London )
NY
07/22/2014 - 12/04/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 07/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/29/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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Nasdaq ISE, LLC
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Nasdaq Stock Market
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