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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Clay Shores has been in the financial services industry since 1981. Henry Clay Shores is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC in Virginia and Texas. Henry Clay Shores is also registered as an Investment Adviser Representative in Virginia and Texas. Before joining Wells Fargo Clearing Services, LLC, Henry Clay Shores was a financial advisor at Ameriprise Financial Services, LLC in Richmond, VA. Prior to that, Henry Clay Shores worked at Wells Fargo Advisors, LLC in Richmond, VA. Henry Clay Shores holds the Series 7, Series 63, and Series 65 licenses. Henry Clay Shores is experienced in providing investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/31/2024 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
VA
04/30/2015 - 07/30/2024
AMERIPRISE FINANCIAL SERVICES, LLC (RICHMOND VA)
VA
10/01/1999 - 05/07/2015
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
NC
03/23/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
02/23/1995 - 03/19/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/25/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/24/1981 - 05/06/1988
PAINEWEBBER INCORPORATED
IA
Issued 07/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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