Unclaimed
Henry Charles Walsh is a registered representative with DFA Securities LLC located in Charlotte, North Carolina. Henry has been in the securities industry since 2019 and holds Series 7TO, Series 63, and SIE licenses. Henry previously worked at Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/10/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
NC
07/29/2019 - 08/30/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 08/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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