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Henry Charles Walsh

DFA Securities LLC

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About Henry Charles Walsh

Henry Charles Walsh is a registered representative with DFA Securities LLC located in Charlotte, North Carolina. Henry has been in the securities industry since 2019 and holds Series 7TO, Series 63, and SIE licenses. Henry previously worked at Vanguard Marketing Corporation.

Firm Information

Henry Walsh is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Walsh’s Registration & Firm History

NC

08/10/2022 - Present

DFA Securities LLC (CHARLOTTE NC)

NC

07/29/2019 - 08/30/2021

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henry Charles Walsh.
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