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Henry Carl Palestrini

BNP Paribas Securities Corp.

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About Henry Carl Palestrini

Henry Carl Palestrini is a financial advisor with BNP Paribas Securities Corp., a well-established firm with a strong reputation in the industry. Henry has extensive experience in the financial services sector, having worked for several leading firms including Deutsche Bank Securities Inc., UBS Securities LLC, and Barclays Capital Inc. Henry has a strong understanding of financial markets and products, and is committed to providing his clients with personalized financial advice that meets their individual needs.

Firm Information

Henry Palestrini is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henry Palestrini’s Registration & Firm History

NY

10/05/2020 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

09/05/2013 - 10/08/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

06/14/2006 - 08/29/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

10/27/2005 - 06/01/2006

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/2023

Series 4 - Registered Options Principal Examination

BC

Issued 08/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Henry Carl Palestrini.
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