Invested Better
Unclaimed

Unclaimed

Unclaimed

Henry C Glasheen

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Henry? Claim Your Profile

About Henry C Glasheen

Henry C Glasheen is a financial advisor at Charles Schwab & CO., Inc. Henry has been in the financial services industry since 1985 and has a wide range of experience working with clients. Henry has worked for a number of firms over the years, including Wedbush Securities Inc., Brookstreet Securities Corporation, Wachovia Securities, LLC, Dean Witter Reynolds Inc., Prudential Securities Incorporated, Kidder, Peabody & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Thomson McKinnon Securities Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. Currently, Henry is registered with the state of Texas, and the Financial Industry Regulatory Authority (FINRA) as well as the states of Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Massachusetts, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New York, Pennsylvania, Rhode Island, Tennessee, Utah, Virginia, Washington, Wisconsin, and Wyoming. Henry is a member of the Development Committee and the Finance Committee of the Land Trust for Santa Barbara County. Henry is also a member of the Board of Trustees for the Santa Barbara Land Trust.

Firm Information

Henry Glasheen is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Henry Glasheen’s Registration & Firm History

CA

01/06/2020 - Present

Charles Schwab & CO., Inc. (Santa Barbara CA)

UT

06/22/2007 - 04/17/2015

WEDBUSH SECURITIES INC. (SALT LAKE CITY UT)

UT

11/03/2005 - 06/25/2007

BROOKSTREET SECURITIES CORPORATION (PARK CITY UT)

MO

09/21/1999 - 11/02/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

02/23/1995 - 09/28/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

03/31/1993 - 02/28/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/16/1990 - 04/05/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

12/05/1988 - 10/19/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NY

01/18/1988 - 12/14/1988

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

02/02/1987 - 01/26/1988

SHERWOOD CAPITAL, INC.

NA

08/20/1985 - 01/31/1987

FIRST JERSEY SECURITIES, INC.

Not sure if Henry C Glasheen is right for you?

Licenses & Designations

BOTH

Issued 01/25/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Henry C Glasheen.
Not sure if Henry C Glasheen is right for you?