Unclaimed
Henry C Glasheen is a financial advisor at Charles Schwab & CO., Inc. Henry has been in the financial services industry since 1985 and has a wide range of experience working with clients. Henry has worked for a number of firms over the years, including Wedbush Securities Inc., Brookstreet Securities Corporation, Wachovia Securities, LLC, Dean Witter Reynolds Inc., Prudential Securities Incorporated, Kidder, Peabody & Co. Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Thomson McKinnon Securities Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. Currently, Henry is registered with the state of Texas, and the Financial Industry Regulatory Authority (FINRA) as well as the states of Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Massachusetts, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New York, Pennsylvania, Rhode Island, Tennessee, Utah, Virginia, Washington, Wisconsin, and Wyoming. Henry is a member of the Development Committee and the Finance Committee of the Land Trust for Santa Barbara County. Henry is also a member of the Board of Trustees for the Santa Barbara Land Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/06/2020 - Present
Charles Schwab & CO., Inc. (Santa Barbara CA)
UT
06/22/2007 - 04/17/2015
WEDBUSH SECURITIES INC. (SALT LAKE CITY UT)
UT
11/03/2005 - 06/25/2007
BROOKSTREET SECURITIES CORPORATION (PARK CITY UT)
MO
09/21/1999 - 11/02/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/23/1995 - 09/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/31/1993 - 02/28/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/16/1990 - 04/05/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
12/05/1988 - 10/19/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
01/18/1988 - 12/14/1988
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/02/1987 - 01/26/1988
SHERWOOD CAPITAL, INC.
NA
08/20/1985 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 01/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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