Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Bradford Berg is an active Investment Advisor Representative and Broker who has been in the industry since 1989. Henry is currently registered with Stifel, Nicolaus & Company, Inc. and has previously been registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, TOWER INVESTMENT GROUP, INC., and TOWER INVESTMENT MANAGEMENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (JACKSONVILLE FL)
FL
06/02/2010 - 05/24/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (JACKSONVILLE FL)
FL
06/01/2009 - 06/21/2010
MORGAN STANLEY SMITH BARNEY (JACKSONVILLE FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSONVILLE FL)
NY
06/01/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/30/1989 - 06/13/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/20/1989 - 11/01/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/05/1989 - 09/19/1989
TOWER INVESTMENT GROUP, INC.
NA
02/01/1989 - 04/05/1989
TOWER INVESTMENT MANAGEMENT, INC.
BOTH
Issued 09/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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