Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry B. Berkley is a financial advisor with over 45 years of experience in the industry. Henry has a broad range of experience in the financial services industry, having previously worked at firms such as Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, ING Barings LLC, Lehman Brothers Inc., Lehman Brothers Kuhn Loeb Incorporated and E. F. Hutton & Company Inc. Currently, Henry is affiliated with UBS Financial Services Inc., serving clients in New York, New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/01/2013 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
06/01/2009 - 03/01/2013
MORGAN STANLEY (NEW YORK NY)
NY
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
03/23/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/29/1997 - 03/23/2001
ING BARINGS LLC (NEW YORK NY)
NY
06/26/1984 - 02/04/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/22/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
02/06/1978 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
05/20/1976 - 02/07/1978
E. F. HUTTON & COMPANY INC
IA
Issued 10/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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