Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Austin Swan is a financial advisor currently registered with Equitable Advisors, LLC. Henry has been in the financial industry since 1978 and has experience working at The Equitable Life Assurance Society of the United States and EQUICO SECURITIES, INC. Henry is licensed to offer services in Illinois, Indiana, and Texas. Henry is a Series 65, 63, 53, 24, 26, 22TO, 6TO, SIE, 7, and 1 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/18/2022 - Present
Equitable Advisors, LLC (OAK BROOK IL)
NY
07/06/1978 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/20/1980 - 12/25/1981
EQUICO SECURITIES, INC.
IA
Issued 03/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/17/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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