Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Allen Spain is a financial advisor with over 23 years of experience in the industry. Henry is a Registered Investment Advisor (RIA) and has held Series 63, Series 65, and Series 7 licenses. Henry is currently affiliated with Stratos Wealth Advisors LLC, a firm that has approximately $4.2 billion in regulatory assets under management. The firm's primary office is located in Beachwood, Ohio. Henry has a strong background in investment advisory and financial planning services, and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
04/10/2024 - Present
Stratos Wealth Advisors LLC (Pepper Pike OH)
OH
10/01/1999 - 10/29/2021
WELLS FARGO CLEARING SERVICES, LLC (PEPPER PIKE OH)
NC
11/16/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
10/22/1990 - 12/04/1998
PRUDENTIAL SECURITIES INCORPORATED
NY
09/23/1980 - 12/04/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/04/1979 - 10/02/1980
BUTCHER & SINGER INC.
NA
03/08/1977 - 07/01/1979
GENERAL AMERICAN LIFE INSURANCE COMPANY
NA
02/07/1974 - 10/12/1976
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 12/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/27/1979
PC - AMEX Put and Call Exam
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1974
Series 1 - Registered Representative Examination
Active
Inactive
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