Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry Moulton is a registered representative and investment advisor representative with over 13 years of experience in the financial services industry. Henry is currently associated with Compass Point Research & Trading, LLC. Henry has held a Series 7 and Series 63 license since 2009 and has expanded his licenses to include the Series 55, Series 57, and Series 79 in the years following. Henry is registered in nine states: California, Colorado, District of Columbia, Maryland, Massachusetts, New Jersey, New York, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
11/13/2009 - Present
Compass Point Research & Trading, LLC (WASHINGTON DC)
BC
Issued 12/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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