Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henry? Claim Your ProfileHenry A Lee is an active financial professional registered with UBS Securities LLC. Henry A Lee is licensed to offer securities and investment advice in all 50 states. Henry A Lee has been in the industry since April 30, 2017, and is currently registered with UBS Securities LLC. Henry A Lee previously worked at UBS Securities LLC from January 9, 2014, to July 12, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/01/2021 - Present
UBS Securities LLC (New York NY)
NY
01/09/2014 - 07/12/2018
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 12/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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