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Henrique David Lucena

Laidlaw Wealth Management LLC

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About Henrique David Lucena

Henrique David Lucena has been in the industry since November 13, 2008. Henrique is currently registered with Laidlaw Wealth Management LLC and has been with the firm since July 2020. Previously, Henrique was employed by UBS Financial Services Inc. and Morgan Stanley. Henrique is licensed in Delaware, Florida, Mississippi, New York, Utah and Wyoming. Henrique holds the Series 7 and SIE licenses and the Series 66 uniform state law exam. Henrique's professional experience spans several years in various roles, including: Morgan Stanley Private Bank, N.A., Morgan Stanley, UBS Financial Services Inc. and Laidlaw Wealth Management.

Firm Information

Henrique Lucena is currently registered with Laidlaw Wealth Management LLC. Laidlaw Wealth Management LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. The firm has 22 registered representatives, 12 investment advisor representatives, and 11 investment advisory functions. They manage approximately $530,409,798 in assets for 1,171 accounts, including high-net-worth individuals, corporations, and individuals other than high-net-worth. The firm provides financial planning, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Laidlaw Wealth Management LLC

521 FIFTH AVE

NEW YORK, NY 10175

$530.41M

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Henrique Lucena’s Registration & Firm History

FL

08/11/2020 - Present

Laidlaw Wealth Management LLC (Coral Gables FL)

FL

03/10/2017 - 07/30/2020

MORGAN STANLEY (AVENTURA FL)

FL

08/04/2010 - 03/21/2017

UBS FINANCIAL SERVICES INC. (CORAL GABLES FL)

FL

11/14/2008 - 08/10/2010

ITAU EUROPA SECURITIES INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 10/13/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Henrique David Lucena. Review regulatory record here.
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