Unclaimed
Henrietta Farley has been a licensed securities professional for over 10 years. Henrietta is currently registered with BNY Mellon Securities Corp. in Indiana. Prior to her current role, Henrietta was employed by GOLDMAN SACHS & CO. LLC. Henrietta has a strong background in securities trading, having obtained her Series 7, Series 57TO, and SIE licenses. Henrietta's expertise in the industry allows her to provide valuable investment advice and guidance to clients of BNY Mellon Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
07/02/2024 - Present
BNY Mellon Securities Corp. (NEW YORK NY)
NY
09/17/2013 - 12/19/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 10/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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