Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henri? Claim Your ProfileHenri Louis Rocheleau III is a financial professional with over 30 years of experience in the industry. Henri is currently registered with LPL Financial LLC and has previously worked with Voya Financial Advisors, Inc., Investors Capital Corp., Signator Investors, Inc., New England Securities, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Henri has a wide range of experience and expertise, including financial planning, investment management, and consulting. Henri holds several industry certifications, including the Series 6, 7, 24, 63, and 65 licenses, and has earned the Chartered Financial Consultant designation. Henri is also a registered representative and investment advisor in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/13/2021 - Present
LPL Financial LLC (DANVERS MA)
MA
07/07/2016 - 05/18/2021
VOYA FINANCIAL ADVISORS, INC. (WORCESTER MA)
MA
05/30/2014 - 08/02/2016
INVESTORS CAPITAL CORP. (WORCESTER MA)
MA
09/09/2009 - 06/09/2014
LPL FINANCIAL LLC (SUTTON MA)
MA
09/15/1999 - 09/15/2009
SIGNATOR INVESTORS, INC. (MILLBURY MA)
NY
09/15/1998 - 08/16/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
07/08/1993 - 08/31/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/08/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 11/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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