Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Henri? Claim Your ProfileHenri Castro is a financial advisor with over 30 years of experience in the industry. Henri is currently registered with Raymond James & Associates, Inc. and holds licenses in New Jersey, New York, and Texas. Henri is a Series 7, Series 63, and Series 65 licensed professional. Prior to joining Raymond James & Associates, Inc., Henri was employed with WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., UBS FINANCIAL SERVICES INC., and OPPENHEIMER & CO., INC.. Henri's expertise spans a wide range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Henri is committed to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
02/27/2009 - 07/07/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
08/27/2004 - 03/23/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/02/1996 - 09/13/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/24/1994 - 05/02/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
10/08/1993 - 01/13/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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