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Henderson Anton Coley

Riversource Distributors, Inc.

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About Henderson Anton Coley

Henderson Anton Coley is a financial professional with over a decade of experience in the industry. Henderson is currently registered with Riversource Distributors, Inc. and Ameriprise Financial Services, LLC. Prior to joining these firms, Henderson was affiliated with Columbia Management Investment Distributors, Inc. and Allianz Life Financial Services, LLC. Henderson holds the Series 6, Series 26, and SIE licenses.

Firm Information

Henderson Coley is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Henderson Coley’s Registration & Firm History

MN

07/12/2012 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

05/12/2011 - 08/21/2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

06/23/2009 - 04/15/2011

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

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Licenses & Designations

BC

Issued 11/16/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Henderson Anton Coley.
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