Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hemant? Claim Your ProfileHemant Pal Singh is a financial advisor with over 34 years of experience in the industry. Currently, Hemant is registered with Alliance Global Partners. Hemant is also registered with the following state regulators: California, Connecticut, Florida, Missouri, New Jersey, New York, North Carolina, Virginia, and Wyoming. Prior to joining Alliance Global Partners, Hemant worked at AEGIS CAPITAL CORP. for 7 years. Hemant is a Series 7, Series 9, Series 10, Series 63 and Series 66 licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NJ
12/01/2023 - Present
A.g.p. / Alliance Global Partners (Rochelle Park NJ)
NJ
01/24/2017 - 12/22/2023
AEGIS CAPITAL CORP. (Rochelle Park NJ)
NJ
04/12/2012 - 02/17/2017
NATIONAL SECURITIES CORPORATION (PARAMUS NJ)
NY
10/03/2008 - 04/12/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (NEW YORK NY)
NY
12/18/2006 - 10/14/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (NEW YORK NY)
NY
06/01/2005 - 12/19/2006
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
FL
01/04/1999 - 06/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
07/31/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
03/22/1993 - 08/04/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
12/06/1989 - 03/19/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
06/21/1988 - 12/20/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 06/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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