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Hemant Kathuria

A.g.p. / Alliance Global Partners

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About Hemant Kathuria

Hemant Kathuria is a registered investment advisor representative with A.G.P. / Alliance Global Partners. Hemant has been in the securities industry since August 2007. Hemant is licensed to provide investment advice in 52 states and the District of Columbia. Hemant is also registered as an investment advisor representative in Florida and Texas. Hemant previously worked at Digital Offering LLC and Euro Pacific Capital, Inc. A.G.P. / Alliance Global Partners offers a range of investment advisory services, including financial planning, selection of other advisors, and portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Hemant Kathuria is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Hemant Kathuria’s Registration & Firm History

CA

11/13/2013 - Present

A.g.p. / Alliance Global Partners (NEWPORT BEACH CA)

CA

04/03/2014 - 11/21/2016

DIGITAL OFFERING LLC (LAGUNA BEACH CA)

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Licenses & Designations

BOTH

Issued 08/22/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/30/2008

Series 4 - Registered Options Principal Examination

BC

Issued 05/30/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Hemant Kathuria. Review regulatory record here.
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