Unclaimed
Hemali Dassani is an active Investment Advisor Representative (IAR) with J.P. Morgan Securities LLC. Hemali holds the Series 63, 65, and 66 licenses, in addition to the Series 7, Series 79TO, and the SIE. Hemali has been active in the financial services industry since 2009. Hemali is registered in 53 states and the District of Columbia for securities and 2 states for investment advisory services. Hemali has worked for multiple firms in the past including, Caplink Securities, Inc and J.H. Darbie & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/21/2024 - Present
J.p. Morgan Securities LLC (New York NY)
CA
06/26/2019 - 01/19/2024
CAPLINK SECURITIES, INC (HERMOSA BEACH CA)
CA
09/28/2015 - 07/13/2017
CAPLINK SECURITIES, INC (HERMOSA BEACH CA)
NY
05/14/2012 - 10/03/2013
J.H. DARBIE & CO., INC. (NEW YORK NY)
NY
04/15/2009 - 12/13/2010
DIAMOND EDGE CAPITAL PARTNERS, LLC (OAKDALE NY)
IA
Issued 03/21/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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