Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helmut? Claim Your ProfileHelmut Garcia is a financial advisor with Cuso Financial Services, LP. Helmut has been in the financial industry since 2011 and has worked for a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, City National Securities, Inc., and E*TRADE Securities LLC. Helmut holds Series 7, Series 63, and Series 66 licenses. Helmut is also a Registered Investment Advisor (RIA) in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/01/2024 - Present
Cuso Financial Services, LP (Pasadena CA)
CA
05/19/2021 - 01/02/2024
MML INVESTORS SERVICES, LLC (Costa Mesa CA)
CA
10/21/2019 - 02/23/2021
PURSHE KAPLAN STERLING INVESTMENTS (Newport Beach CA)
CA
03/21/2018 - 06/05/2019
FSC SECURITIES CORPORATION (SAN DIEGO CA)
CA
03/15/2017 - 09/20/2017
TRANSAMERICA FINANCIAL ADVISORS, INC (Thousand Oaks CA)
CA
07/14/2014 - 06/24/2016
BANCWEST INVESTMENT SERVICES, INC. (DOWNEY CA)
CA
06/05/2014 - 07/21/2014
METLIFE SECURITIES INC. (MURRIETA CA)
CA
08/10/2012 - 12/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CALABASAS CA)
CA
01/13/2011 - 08/16/2011
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
CA
11/13/2007 - 05/21/2010
E*TRADE SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 06/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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