Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helene? Claim Your ProfileHelene Elisabeth Penido is a financial professional with over 20 years of experience in the securities industry. Helene is currently registered with Smbc Nikko Securities America, Inc. and has been with the firm since April 2020. Prior to that, Helene was employed by BNP Paribas Securities Corp. from 2000 to 2018. Helene holds the Series 7, Series 63, Series 79TO, and SIE licenses. She is registered to provide securities advice and services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/09/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/05/2000 - 10/31/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 07/31/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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