Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helene? Claim Your ProfileHelene Berson Postrel is a financial professional with over 20 years of experience in the financial services industry. Helene is currently registered with Liquidly IAS, LLC and Hamilton Executions LLC. Prior to joining these firms, Helene has held positions at several other firms, including RFA Securities LLC, ATLAS Technology Group LLC, ZATARA Capital Securities L.P. and Funding Circle Securities LLC. Helene holds a Series 63, Series 28, Series 24, Series 27, Series 99TO, SIE, and Series 7 license. Helene is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2024 - Present
Liquidly IAS, LLC (NEW YORK NY)
PA
03/03/2021 - 07/29/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
10/19/2010 - 03/15/2023
ATLAS TECHNOLOGY GROUP LLC (PALO ALTO CA)
CA
05/27/2020 - 03/09/2022
ZATARA CAPITAL SECURITIES L.P. (Los Angeles CA)
CA
02/17/2015 - 11/02/2020
FUNDING CIRCLE SECURITIES LLC (SAN FRANCISCO CA)
WA
05/31/2002 - 03/27/2020
TRANCEKA CAPITAL, LLC (SEATTLE WA)
IL
03/19/2014 - 06/21/2018
FOG EQUITIES LLC (CHICAGO IL)
NY
03/19/2014 - 06/21/2018
NEW ALBION PARTNERS LLC (NEW YORK NY)
CA
03/19/2014 - 12/31/2017
CASEY SECURITIES, LLC (GREENBRAE CA)
NY
04/11/2014 - 05/27/2014
MISSION CAPITAL LLC (NEW YORK NY)
CA
01/30/2013 - 08/19/2013
POLYGON CAPITAL ADVISORS, LLC (SAUSALITO CA)
TX
12/16/2011 - 12/14/2012
DELPHI SECURITIES, CORP (DRIPPING SPRINGS TX)
CA
03/30/2010 - 09/13/2012
INTERNET SECURITIES (OAKLAND CA)
NA
08/07/2002 - 11/21/2011
FORTREND SECURITIES, INC. (MELBOURNE, VIC )
CA
06/30/2011 - 08/18/2011
VFG SECURITIES, INC. (CULVER CITY CA)
WA
07/28/2004 - 03/04/2011
AMERICAN REAL ESTATE SECURITIES, INC. (BELLEVUE WA)
CA
10/21/2009 - 09/02/2010
IRON CAPITAL SECURITIES, LLC (SAN FRANCISCO CA)
GA
03/29/2006 - 12/21/2009
CCG SECURITIES, LLC (MCDONOUGH GA)
WA
08/08/2006 - 07/10/2009
SINOVA CAPITAL, LLC (SEATTLE WA)
WA
03/19/2002 - 05/10/2007
CAPITAL ACCESS, LTD. (SEATTLE WA)
FL
04/25/2006 - 10/31/2006
CREDICORP SECURITIES, INC. (CORAL GABLES FL)
FL
01/13/2003 - 07/31/2003
CREDICORP SECURITIES, INC. (CORAL GABLES FL)
CA
09/13/2001 - 01/24/2002
NETCIRQ, LLC (BURLINGAME CA)
CA
06/01/2001 - 10/30/2001
FINANCIAL TELESIS INC (SAN RAFAEL CA)
CA
04/19/2001 - 08/08/2001
PENSCO PENSION SERVICES, INC. (SAN FRANCISCO CA)
NY
06/05/2000 - 09/12/2000
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
BC
Issued 08/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 05/25/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
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