Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Yolanda Ayala is a financial advisor with over 16 years of experience in the industry. Helen has been registered with Morgan Stanley since 2009, and has also held previous positions at UBS Financial Services Inc. and Citigroup Global Markets Inc. Helen holds Series 7, 63, and 66 licenses, as well as the SIE exam. Helen is registered to provide investment advice in 53 states and the District of Columbia. Helen provides investment advice to individuals, high-net-worth individuals, corporations, and other businesses. Helen specializes in asset allocation, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/08/2022 - Present
Morgan Stanley (Fort Lauderdale FL)
FL
01/09/2014 - 03/29/2022
UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)
FL
06/01/2009 - 01/16/2014
MORGAN STANLEY (PLANTATION FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANTATION FL)
FL
03/08/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PLANTATION FL)
FL
05/31/2006 - 03/13/2007
CITIGROUP GLOBAL MARKETS INC. (HALLANDALE FL)
BOTH
Issued 08/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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