Unclaimed
Helen Wong is a financial professional with over 10 years of experience in the securities industry. Helen currently works at Mufg Securities Americas Inc. Helen holds the Series 63, SIE, and Series 79 licenses. Helen is registered in all 51 states and the District of Columbia. Helen previously worked at BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/16/2012 - 03/14/2016
BTMU SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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