Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Shapiro is a financial advisor with over 20 years of experience in the financial services industry. Helen holds a Series 6, 7, 63, 66, and 26 licenses. Helen is currently registered with Park Avenue Securities LLC in New York, NY. Helen provides financial planning, portfolio management for individuals, selection of other advisors and educational seminars. Helen has previously worked at Allstate Distributors, L.L.C., Charles Schwab & Co., Inc., Liberty Life Securities LLC, Fidelity Brokerage Services LLC, Edward Jones, Investors Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2022 - Present
Park Avenue Securities LLC (NEW YORK NY)
IL
10/11/2011 - 10/19/2021
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
09/14/2009 - 09/13/2011
CHARLES SCHWAB & CO., INC. (KENILWORTH IL)
IL
03/25/2008 - 12/02/2008
LIBERTY LIFE SECURITIES LLC (MOKENA IL)
IL
07/08/2004 - 03/12/2007
FIDELITY BROKERAGE SERVICES LLC (HIGHLAND PARK IL)
MO
02/26/2004 - 05/03/2004
EDWARD JONES (ST. LOUIS MO)
IL
10/26/2000 - 12/10/2003
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NY
08/21/1997 - 12/08/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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