Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Sarah Seestadt is a financial advisor with Gallagher Fiduciary Advisors, LLC. Helen has been in the financial services industry since 2004 and has a strong track record of providing comprehensive financial advice to individuals, families, and businesses. Helen's areas of expertise include retirement planning, investment management, and financial planning. She is also a Certified Financial Planner (CFP®). Helen holds Series 4, 7, 31, and 66 licenses, and is registered with the following states: Alaska, Arizona, California, Colorado, Florida, Louisiana, Nevada, New Mexico, New York, Tennessee, Texas, and Washington. Helen is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/22/2022 - Present
Gallagher Fiduciary Advisors, LLC (Irvine CA)
CA
03/30/2022 - 08/23/2024
TRIAD ADVISORS LLC (Irvine CA)
CA
02/18/2015 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (IRVINE CA)
CA
07/05/2013 - 02/24/2015
ROYAL ALLIANCE ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
07/18/2011 - 07/12/2013
WALNUT STREET SECURITIES, INC. (NEWPORT BEACH CA)
CA
09/26/2008 - 11/22/2011
WESTERN GROWERS FINANCIAL SERVICES, INC. (IRVINE CA)
CA
08/24/2007 - 07/17/2008
SECURITIES AMERICA, INC. (IRVINE CA)
MN
12/07/2004 - 07/24/2007
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
NY
12/03/2003 - 11/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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