Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Gordon is a financial advisor at Stifel, Nicolaus & Company, Inc., with over 30 years of experience in the industry. Helen has a wide range of experience in financial advising, having previously worked at firms such as Edward Jones, UBS Financial Services Inc., and The Robinson-Humphrey Company, LLC. Helen is registered to provide investment advice in 31 states. Helen has a proven track record of providing comprehensive financial planning services to individuals and businesses. Helen is also a registered investment advisor and holds the Series 7, Series 55, Series 63, and Series 66 licenses. Helen is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/26/2024 - Present
Stifel, Nicolaus & Company, Inc. (CHARLESTON SC)
GA
04/17/2012 - 08/22/2023
EDWARD JONES (ATLANTA GA)
GA
03/05/2010 - 07/16/2010
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
GA
10/23/2007 - 02/13/2009
DOMINICK & DOMINICK LLC (ATLANTA GA)
GA
09/25/2006 - 10/11/2007
RAFFERTY CAPITAL MARKETS, LLC (ATLANTA GA)
IL
07/16/2003 - 06/01/2006
GLB TRADING, INC (CHICAGO IL)
GA
07/27/2001 - 08/22/2001
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
11/29/1989 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
05/09/1988 - 11/03/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/29/1982 - 03/02/1983
ROBINSON-HUMPHREY/AMERICAN EXPRESS INC.
BOTH
Issued 01/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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