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Helen P De bearn

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Helen P De bearn

Helen De bearn is a financial advisor with over 50 years of experience in the industry. Helen currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., where Helen has been registered since February 2009. Previously, Helen worked at Citigroup Global Markets Inc., UBS Financial Services Inc., Wheat, First Securities, Inc., and Dean Witter Reynolds Inc. Helen specializes in providing investment advice to individuals, businesses, and corporations. Helen is also registered to provide investment advice in 27 states, including Texas, Virginia, and California.

Firm Information

Helen De bearn is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Helen De bearn’s Registration & Firm History

VA

02/24/2009 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (LEESBURG VA)

VA

06/27/2003 - 03/17/2009

CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)

NJ

08/29/1988 - 07/21/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NA

04/08/1985 - 09/09/1988

WHEAT, FIRST SECURITIES, INC.

NA

02/24/1978 - 04/15/1985

DEAN WITTER REYNOLDS INC.

NA

01/20/1978 - 02/26/1978

LOEB PARTNERS

NA

01/27/1978 - 02/24/1978

DEAN WITTER & CO. INCORPORATED

NA

01/04/1977 - 01/20/1978

LOEB RHOADES & CO. INC.

NA

04/21/1975 - 01/04/1977

LOEB, RHOADES & CO. INC.

NA

02/20/1973 - 04/17/1975

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

NA

10/27/1971 - 03/06/1973

FERRIS & COMPANY, INCORPORATED

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Licenses & Designations

IA

Issued 06/24/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1978

PC - AMEX Put and Call Exam

BC

Issued 10/19/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Helen P De bearn.
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