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Helen Ong Kho

Nylife Securities LLC

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About Helen Ong Kho

Helen Kho has been in the securities industry since August 20, 1986 and is currently registered with Nylife Securities LLC. Helen has a Series 6, Series 22, Series 63 and SIE licenses. She is licensed in 17 states including Arizona, Colorado, Connecticut, Delaware, District of Columbia, Florida, Indiana, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Virginia and Washington.

Firm Information

Helen Kho is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Helen Kho’s Registration & Firm History

NY

08/21/1986 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/24/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/1990

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 08/20/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Helen Ong Kho. Review regulatory record here.
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