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Helen Nmn Wei

Nylife Securities LLC

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About Helen Nmn Wei

Helen Wei is a financial professional with Nylife Securities LLC. Helen Wei is registered with FINRA and holds the Series 7, Series 24, Series 27 and SIE licenses. Helen Wei has been in the industry since August 15, 2022.

Firm Information

Helen Wei is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Helen Wei’s Registration & Firm History

NY

08/16/2022 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/12/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 12/20/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Helen Nmn Wei.
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