Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Mary Colon is an investment advisor representative with Ameriprise Financial Services, LLC. Helen Colon has been in the financial services industry since June 14, 1992. Helen Colon is registered with the state of Ohio. Helen Colon has worked for Ameriprise Financial Services, Inc. since September 2013. Helen Colon also works for Ameriprise Financial Services, LLC since March 2020. Prior to working for Ameriprise Financial Services, LLC, Helen Colon worked for PROSPERA FINANCIAL SERVICES, INC., LPL FINANCIAL LLC, NYFIX SECURITIES CORPORATION, FLEET SECURITIES, INC., and NATIONAL FINANCIAL SERVICES CORPORATION. Helen Colon is a Registered Representative and an Investment Advisor Representative. Helen Colon is also licensed to sell securities in 21 states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Indiana, Kentucky, Maine, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Tennessee, and West Virginia. Helen Colon has passed the Series 66, SIE, and Series 7 exams. Helen Colon also has the following specializations: Asset Allocation Services, Financial Planning, Pension Consulting, Educational Seminars, Publication of Periodicals, Selection of Other Advisors, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/27/2013 - Present
Ameriprise Financial Services, LLC (COLUMBUS OH)
OH
06/04/2013 - 08/29/2013
PROSPERA FINANCIAL SERVICES, INC. (WORTHINGTON OH)
OH
11/30/2011 - 06/20/2013
LPL FINANCIAL LLC (WORTHINGTON OH)
NY
06/06/2005 - 12/01/2009
NYFIX SECURITIES CORPORATION (NEW YORK NY)
TX
07/08/1997 - 04/19/2004
FLEET SECURITIES, INC. (DALLAS TX)
MA
03/30/1989 - 07/02/1997
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 06/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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