Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Shepherd is a financial advisor with Northwestern Mutual Investment Services, LLC. She has been in the industry since 2023 and is registered to provide investment advice in Arizona. Helen is also a Series 7, Series 63 and SIE licensed professional. Prior to joining Northwestern Mutual Investment Services, LLC, Helen worked at CHARLES SCHWAB & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AZ
07/31/2024 - Present
Northwestern Mutual Investment Services, LLC (PHOENIX AZ)
AZ
04/14/2023 - 06/16/2024
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 04/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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