Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Thornton is a financial professional with over 30 years of experience in the industry. Helen has a diverse background, having worked with several firms including Wells Fargo Securities Inc., First Interstate Investments, Inc., and Essex National Securities, Inc., before joining Sagepoint Financial, Inc. in 2016. Helen is currently registered with Osaic Wealth, Inc. Her experience includes working with a wide range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Helen holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Helen offers a range of services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (CONROE TX)
TX
05/16/2016 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CONROE TX)
TX
05/07/2010 - 06/06/2016
QUESTAR CAPITAL CORPORATION (CONROE TX)
TX
03/16/2001 - 05/10/2010
SECURIAN FINANCIAL SERVICES, INC. (CONROE TX)
MN
01/26/2001 - 02/15/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/13/2000 - 02/15/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/19/1996 - 02/12/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/03/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
09/12/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
02/14/1994 - 11/17/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
Issued 03/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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