Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen Lee is a financial professional with over 20 years of experience in the financial services industry. Helen is currently registered with Foreside Funds Distributors LLC and holds the Series 6, 7, 26, and 63 licenses. Helen has previously worked with Managers Distributors, Inc., Quasar Distributors, LLC, and Transamerica Capital, Inc. Helen is registered in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/11/2007 - Present
Foreside Funds Distributors LLC (SAN FRANCISCO CA)
CT
02/02/2005 - 05/29/2007
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
ME
05/20/2004 - 01/21/2005
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
12/22/1999 - 07/26/2000
TRANSAMERICA CAPITAL, INC. (DENVER CO)
BC
Issued 06/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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