Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Helen? Claim Your ProfileHelen L Hsu is a registered representative with Smbc Nikko Securities America, Inc. Helen has been in the securities industry since 2003 and has held various positions with several other firms in the past. Helen is currently licensed in all states. Helen has passed both Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/17/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/18/2010 - 06/22/2022
NABSECURITIES, LLC (NEW YORK NY)
NY
06/23/2004 - 01/15/2009
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
12/02/2003 - 06/24/2004
SG COWEN & CO., LLC (NEW YORK NY)
BC
Issued 02/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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